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Xinhua News Agency, Shanghai, December 5 (Reporter Pan Qing) In order to implement the requirements of the new securities law, continue to promote the reform of the pilot registration system for the Scientific and Technological Innovation Committee, and improve the quality of listed companies from the source, the Shanghai Stock Exchange issued a revised version on the 4th. The rules for the review of the issue and listing on the GEM specify that the review term is no more than 3 months from the acceptance by the exchange to the registration with the CSRC.
According to the head of the Shanghai Stock Exchange, this revision of the “Rules for the issuance of shares and review of the quotes of the Council for Science and Innovation of the Shanghai Stock Exchange” mainly includes three aspects:
—— Implement the provisions of the new Securities Law, express the content and views of the review by examining whether the issuer meets the issuance conditions, listing conditions and disclosure requirements, and issue the corresponding review or review opinions ; cancel the time limit for review is to accept the issuance and application for listing From the date of the document, the total time for review and registration of the exchange with the China Securities Regulatory Commission must not exceed 3 months; improve relevant regulations on the time limit deduction for review and postpone the review, address post-conference issues and request special inspections. It is a question of deduction.
—— Convergence with other recently revised and recently issued rules. In accordance with the relevant provisions of the “Administrative Measures for the Issuance of Securities and the Sponsoring of the Listing”, the qualification restrictions in the original audit rules have been adjusted to “inappropriate candidates”; in accordance with the “Guidelines for the Evaluation of the Attribute of Scientific Innovation (Trial)” and other relevant provisions, the Scientific and Technological Innovation Committee The positioning provisions are reviewed simultaneously; it is clear that the period of validity of the financial report of the Sci-tech Innovation Board can be extended by 3 months, i.e. the maximum is 9 months.
—— Other changes. It mainly includes the clarification of the release and request for listing documents and the response to review requests from the review agency of the issue and listing of the ESS. The information to be disclosed is a state secret or a trade secret, and disclosure may cause you to violate relevant state privacy laws and regulations or seriously harm the company’s interests. , Can be exempted from disclosure; clearly specify the circumstances, timing and frequency of the deliberations by the listing committee of the Scientific and Technological Innovation Council.
The “Administrative Measures for the Listing Committee of the Shanghai Stock Exchange Science and Technology Innovation Board” (hereinafter referred to as the “Administrative Measures of the Listing Committee”) issued on the same day revised the original rules to clarify that the content of the Committee’s resolutions of listing is whether the issuer meets the issuance and listing requirements Review and disclosure requirements; shorten the deadline for early announcements for calling the listing committee review meeting; expand the content of the review of the listing committee and increase the demand for the issuance of shares, convertible corporate bonds, depository and listing receipts and reorganization by listed companies in the Scientific and Technological Innovation Council Related related supporting content to the resolutions of the Committee for listing and other activities.
The amendments to the “Administrative measures for the Listing Committee” also include the adjustment of the maximum limit of the number of members of the Listing Committee, the addition of a mechanism for the suspension of meetings and resolutions, the clarification of the relevant regulatory requirements for part-time members to buy and sell shares, canceling the review meeting mechanism and increasing the acceptance of suspected violations of laws and regulations by members of the Listing Committee. Performance of services during investigations, etc.
The head of the Shanghai Stock Exchange said he will organize the implementation of the rules to ensure the correct implementation of the new system. (To end)Return to Sohu to see more
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