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Industry Express│Gao Yi Assets once again clarified the rumors under investigation and denied illegal reduction
Source: Zhengji Fengyun
Yao Hui
Gao Yi filed a complaint with the China Securities Association and sent a lawyer letter
On the morning of November 20, Gao Yi Assets held a communication meeting with online media. Gao Yi Assets partner and chief compliance officer Zhu Kejun said during the meeting that Gao Yi has decided to publish the so-called “GY first. under investigation “on Weibo. A big V who works for a securities firm filed a complaint with the Securities Association and sent a letter from a lawyer.
Furthermore, Gao Yi also officially responded to rumors that his fund managers were suspected of violating the two stock transactions. Zhu Kejun pointed out that the two shares were bought via block trade via intermediate matchmaking from a certain leading brokerage firm and there was no violation of the so-called sale during the lock-up period.
Shanghai Stock ExchangeSecurities of Chinese tradersIssue a warning letter to supervisory authorities
On November 20, the Shanghai Stock Exchange issued a warning letter Regulatory China Merchants Securities. According to the warning letter, the Shanghai Stock Exchange found that China Merchants Securities had the following two violations during the entrusted management of the “17 Huaqi 05 Bond”: failure to timely fulfill the trustee’s information disclosure duties; failure to effectively fulfill the assigned management Responsibility for managing personal credit risk.
The Shanghai Stock Exchange also said that China Merchants Securities, as trustee, failed to timely and effectively track, monitor, investigate and warn the issuer’s liquidity risks and major adverse changes in its solvency during the existence of the ‘obligation. When there was a greater risk of debt repayment in the “Huaqi 05 Bond”, the classification of the bond risk was not corrected over time.
Ants Matching Fund Officer Announces “Exit” Plan
On November 20, five innovative future funds in China Asset Management, E Fund, China Universal, Penghua China and Europe have published ads. This means that the previous “joint statement of the five” has officially entered the actual operational phase.
The announcement shows that these five innovative future funds have Class B shares of newly created and have reviewed the contract and the fund’s prospectus. Starting next Monday, the cardholder will be able to “freely choose to redeem”.
To date, 5 products have been opened and managed and all have received positive returns, of which the highest yielding product gained 2.19% in the last month.
The Taiwan stock market becomes the third largest investment market for QDII funds
Taiwan’s stock market, with semiconductors as its main feature, has become the third largest overseas market for QDII funds.
Wind data shows that at the end of the third quarter of 2020, Taiwan shares became the third largest foreign stock market for QDII funds after Hong Kong shares and US shares, accounting for 1.58% of the capitalization of total market of all QDII funds. Although the total GDP of Taiwan is small, its attraction for mainland QDII funds is significantly higher than many foreign markets. The percentage of QDII funds’ investments in Taiwan’s stock market has significantly exceeded that of Japan, Germany, South Korea, the UK and India.
The China Securities Regulatory Commission seeks views on regulations on opening accounts in the futures market
On November 20, China Securities Regulatory Commission spokesman Gao Li said the China Securities Regulatory Commission has solicited market opinions on “Administrative Provisions on Opening Accounts for Futures Market Clients (draft for comment).” The draft has 8 chapters and 51 articles. One is to add a chapter on managing customer dormancy; the second is to optimize the requirements for identifying the real name; the third is to moderately reduce the operating costs of futures companies and adjust the requirements for futures branches to store customer information to ensure that customers can be informed The information is sufficient; the fourth is to comply with anti-money laundering regulations.
China Foundation Association announces 37th batch of missing suspicious private placement lists
As of November 19, the China Securities Investment Fund Industry Association (hereinafter referred to as the “Association”) announced Beijing Tianzhuo Investment Fund Management Co., Ltd. and 1,190 other alleged private equity fund managers are missing. Recently, the association has found 81 new alleged managers of private equity funds missing during the self-discipline inspection work. The association has forwarded landline numbers, mobile numbers, e-mails, etc. Registered by 81 private equity fund managers on the comprehensive wealth management corporate reporting platform. Contact information cannot be contacted effectively.
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