Shenzhen Stock Exchange Board of Supervisors: Strengthen Risk Management throughout the Reform Process to Prevent and Control Risks in Key Areas_ 东方



[Il Consiglio delle autorità di vigilanza della Borsa di Shenzhen: Rafforzare la gestione del rischio dell’intero processo di riforma per prevenire e controllare i rischi in aree chiave]Recently, the Shenzhen Stock Exchange announced the employment report of the 2nd Board of Supervisors. The report states that, currently, a number of important capital market reform measures such as the ChiNext reform and the pilot registration system are steadily Implementation will create a good environment for capital market reform and development. The new “Securities Act” and the “Administrative Measures on Stock Exchanges” give the stock exchanges more functions and more responsibilities, give full play to the supervisory functions of the supervisory board and promote exchange to better take on new missions and implement new developments. Request. (Securities Times)

Recently, the Shenzhen Stock Exchange announced the latterSupervisormeetingworksrelationship, The report currently presentsStarting a businessReform of the board and pilot registration system and a number of capitalmarketMajor reform measures have been implemented consistently, creating a good environment for capital market reform and development. The new “Securities Law” and “Administrative Measures on Stock Exchanges” give exchanges more functions and responsibilities.Board of SupervisorsGiving full play to the supervisory function, promoting the exchange to better take on the new mission and achieve new developments and present higher requirements.

The report proposes that the next supervisory board should complement its work with the implementation of the main decisions and alignments of the Central Committee of the Party and the State Council and promote the comprehensive deepening of the capital market reforms, combining with the reform and the development of the Shenzhen Stock ExchangePositioning, New requirements, fully perform the various supervisory responsibilities, and fully support the standardized, orderly and healthy development of the Shenzhen Stock Exchange.

One is persistenceserviceDevelop the overall situation Deeply implement the spirit of the Fifth Plenary Session of the XIX Party Central Committee, deeply understand and accurately grasp the central role of the capital market,National strategyThe overall height, secondmemberResolution of the conference requires compliance with the recently revised Shenzhen Stock ExchangePaper, Closely focused on the work of the Shenzhen Stock Exchange, effectively fulfilling the functions of the Board of Supervisors, in order to promote the deepening and deepening of the capital market reforms, help Guangdong-Hong Kong Greater Bay Area- Macau and the pioneering construction of the “double zone” of the demonstration zone, and transform the Shenzhen Stock Exchange into a center of high-quality innovation capital And world-class exchanges actively contribute to their wisdom.

The second is to fully support the deepening of the reforms. With the implementation of the new “Securities Law” and the promotion of the market-wide registration system as the main line of key reform tasks, we will seize important opportunities such as building the Greater Bay Area Guangdong-Hong Kong-Macao and the pilot reform pilot demonstration zone to promote the construction of Shenzhen Stock Exchange business rules system is in line with standards, through a high-quality systemsupplyImprove market governance skills. Strengthen risk management of the entire reform process, effectively prevent and control risks in key areas, and better ensure the smooth and orderly progress of key reform tasks and effective implementation.

The third is to actively improve the effectiveness of supervision. Good useInternal hearingGrab, develop systematicallyauditWork to ensure compliance of business operations, reasonable use of funds,investmentScientific management, stable system operation and implementation of risk management requirements for all workProcesses, All links. MoreBig financesSupervision, strict control of expenses and expenses and promote the continuous deepening of the second-hand office. Adhere to the concept of “a game of chess” throughout the company, strictly implement the “Administrative measures for subordinate institutions” and continue optimize coordination between the Shenzhen Stock Exchange headquarters and its subordinate institutionsmechanism, To promote the improvement of the management level of the Shenzhen Stock Exchange.

The fourth is to continue to strengthen its own construction. To seek and enrich the tasks of the supervisory board to improve supervisionInitiative, Relevance and Effectiveness. Play on a supervisory boardbridgeThe role of ties, strengthen the board of supervisors to reflect the voice of members,to acceptThe external supervision platform function promotes the improvement of the transparency of the work of the Shenzhen Stock Exchange and the participation of members. Promote the optimization and improvement of the three lines of business defense, risk control and internal audit, strengthen the guidance of the supervisory board of subordinate institutions, and form a hierarchical and diversified oversight force.

(Source: Securities Times)

(Responsible publisher: DF407)

Solemnly declares: the purpose of this information is to disseminate more information and has nothing to do with this stand.


Source link